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FINRA Awards for Walter W. Roth

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0165412/06/2010Claimant(s): Walter Roth
Claimant Lawyers(s): Walter W. Roth
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): David E. Strand
Arbitrator(s): David N. Brainin, Marilyn Chin, Angela M. Morisco
Hearing Site: Newark, NJ

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