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FINRA Awards for Todd Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0154010/17/2018Claimant(s): Todd Frank
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA

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