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FINRA Awards for Richard S. Wayne

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0314208/15/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Kelly Carney
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Charles D. Underwood
Hearing Site: Cincinnati, OH

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