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FINRA Awards for Peter E. Romo

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Case Number Award Date Case Summary Customer Case? Amount Granted
01-0342010/25/2007Claimant(s): Money Concepts Capital Corporation, Money Concepts International.
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Mamdoh Abas, ProEquities.
Respondent Lawyers(s): Mark Abas, Peter E. Romo
Arbitrator(s): Howard A. Emirhanian, Herbert Murez, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA

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