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FINRA Awards for Scott Sherwood

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0272211/11/2010Claimant(s): Scott Sherwood
Claimant Lawyers(s): Jerome A. Pivnik
Respondent(s): Investacorp., Ladenburg Thalmann Financial Svcs.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Arthur J. Leibell, Linda M. Granata, James Conrad Sankpill
Hearing Site: Miami, FL

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