FINRA Awards for Steven C. Berman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01172	03/12/2012	Claimant(s): John Boelke Claimant Lawyers(s): John Raphael Boelke Respondent(s): Paulson Investment Company Respondent Lawyers(s): Steven C. Berman Arbitrator(s): Gustavus L. Pearthree, David M. Levine, C. Richard Mancini Hearing Site: Ft. Lauderdale, FL
11-02344	02/08/2012	Claimant(s): Paulson Investment Company Claimant Lawyers(s): Steven C. Berman Respondent(s): John Boelke Respondent Lawyers(s): John Raphael Boelke Arbitrator(s): Frances D. Sheehy Hearing Site: Ft. Lauderdale, FL