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FINRA Awards for Michael T Roche

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0722501/26/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T Roche
Respondent(s): Anthony Carpenter
Respondent Lawyers(s): Anthony Carpenter
Arbitrator(s): Gary M. Landau
Hearing Site: Tampa, FL

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