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FINRA Awards for Edgardo H. Ferrer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0420407/26/2021Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
19-0235302/14/2020Claimant(s): Edgardo H. Ferrer
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR

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