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FINRA Awards for ICAP Securities USA LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0056706/22/2011Claimant(s): Anthony Gusmano, Joseph Bellantuono
Claimant Lawyers(s): Douglas H. Wigdor
Respondent(s): ICAP Securities USA LLC
Respondent Lawyers(s): Christine A. Amalfe
Arbitrator(s): Garrett J. Dombrowski, Saverio J. Cina, Brian J. Burstin
Hearing Site: Newark, NJ

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