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FINRA Awards for Kenneth J. Horowitz

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0333907/02/2010Claimant(s): Phillip Newman
Claimant Lawyers(s): Brian M Cige
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kathleen O'Malley
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
09-0548404/20/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Jose Rosario
Respondent Lawyers(s): Jose Rosario
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
08-0385307/31/2009Claimant(s): Bernard Cohen
Claimant Lawyers(s): David J. Butler
Respondent(s): Estate of Joseph Moreno
Respondent Lawyers(s): Jay Moreno
Arbitrator(s): Linda T. Pellegrino, Nicholas J. Chopey, Kenneth J. Horowitz
Hearing Site: Newark, NJ
Expungement

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