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FINRA Awards for Thomas D. Cordell

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0466306/21/2011Claimant(s): Robert Bagby
Claimant Lawyers(s): Robert L. Bagby
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas D. Cordell
Arbitrator(s): Eli Bensky, Charles A. Bankston, Maurice J. Fallas
Hearing Site: Houston, TX
09-0259607/12/2010Claimant(s): Tommy Sausley
Claimant Lawyers(s): Tommy N. Sausley
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas D. Cordell
Arbitrator(s): Philip I. McConnell, Mark A. Myers, Michele N. O'Brien
Hearing Site: Houston, TX
08-0021703/17/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas D. Cordell
Respondent(s): Tommy Sausley
Respondent Lawyers(s): Tommy N. Sausley
Arbitrator(s): Bernard D. Hammer, Gregory E. Muenster, James M. Alexander
Hearing Site: Houston, TX

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