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FINRA Awards for Brian Griffin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0140301/08/2024Claimant(s): Brian Griffin
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael Rowe
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Buffalo, NY

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