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FINRA Awards for Carole Helfert Aragon

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0350912/08/2017Claimant(s): Alexander Conteh
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Cole Capital Corporation
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): George L. Tindall, Carole Helfert Aragon, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA

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