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FINRA Awards for Foundation Capital Partners Intermediate

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124506/03/2015Claimant(s): Christopher Mctammany, Noel Thompson
Claimant Lawyers(s): Terrence J. Gallagher
Respondent(s): Brenda Smith, Dean Barr, Joseph Meehan, Tom Ward, CV Brokerage, Foundation Capital Partners (U.S.) L.P., Foundation Capital Partners L.P., Foundation Capital Partners Greenwich LP, Foundation Capital Partners Inc., Foundation Capital Partners Intermediate
Respondent Lawyers(s): Kevin D. Galbraith, Sean R. O'Brien
Arbitrator(s): Martin H. Zern, Keely D. Parr, Robert J. Miller
Hearing Site: New York, NY

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