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FINRA Awards for Henry Gallardo

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0166503/16/2023Claimant(s): Henry Gallardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Investors Capital Corp., Securian Financial Services.
Respondent Lawyers(s): David Feldstein, Lisa Stopfer
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Albuquerque, NM

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