FINRA Awards for Kurt T. Kalberer II.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00533	10/31/2017	Claimant(s): Mark Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kurt T. Kalberer II. Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL
16-03217	08/21/2017	Claimant(s): Peter Zubizarreta Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kurt T. Kalberer II. Arbitrator(s): Steven R. Reininger Hearing Site: Miami, FL