Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Clinton Randolph Wilson | 2954236 | 2 | 11/13/2023 | Customer Dispute | Withdrawn | $4,000,000.00 | $0.00 | See Allegations |
| Darrell Edward Stoner | 1045328 | 1 | 11/13/2023 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See Allegations |
| Alexis J Crespo Perez | 4971693 | 19 | 10/27/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See Allegations |
| Brian Mercado | 5891760 | 1 | 10/16/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Brian Keith Werdesheim | 2351265 | 4 | 09/12/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Gianluca De Berardinis | 4893776 | 5 | 08/18/2023 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See Allegations |
| James Taylor Davis | 6646090 | 7 | 08/14/2023 | Customer Dispute | Withdrawn | $8,060.00 | $0.00 | See Allegations |
| Johnny Zighelboim | 2568536 | 1 | 07/29/2023 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See Allegations |
| David Lynn Coonrod | 2845523 | 1 | 07/25/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
| Timothy John Dijak | 1278867 | 4 | 07/25/2023 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See Allegations |