Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Timothy Royce Bush | 3276071 | 5 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| William Edward Bredthauer | 2266233 | 4 | 04/23/2024 | Customer Dispute | Withdrawn | $354,800.00 | $0.00 | See Allegations |
| Richard Howard Case | 1235220 | 1 | 03/25/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
| Brian Morgan Duddy | 2145276 | 4 | 03/21/2024 | Customer Dispute | Withdrawn | $700,000.00 | $0.00 | See Allegations |
| Robert James Mckee | 1223331 | 2 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Todd Robert Gleason | 2204094 | 1 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Stephen Edson Bush | 1898917 | 3 | 03/18/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| David Howard Weinberg | 2801555 | 1 | 03/07/2024 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See Allegations |
| W Stephen Jones | 867147 | 3 | 02/29/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Adam S Baker | 4931050 | 1 | 02/28/2024 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See Allegations |