Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael John Petrucelli | 1183809 | 5 | 11/20/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Michael Anthony Costanzo | 1022902 | 1 | 11/07/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Jonathan Joseph Galli | 1172192 | 2 | 10/20/1997 | Customer Dispute | Withdrawn | $95,503.00 | $0.00 | See Allegations |
| Sylvia Bonin Perez | 1558521 | 8 | 10/17/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Sylvia Bonin Perez | 1558521 | 8 | 10/17/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Michael Eugene Stanfield | 2274141 | 1 | 10/13/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 10/10/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Sofia T Manashirov | 2713958 | 3 | 09/23/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Dennis William Meyer | 1805217 | 1 | 08/27/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| David Edward Wenger | 1645473 | 2 | 04/11/1997 | Customer Dispute | Withdrawn | $2,500,000.00 | $0.00 | See Allegations |