Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark William Wardzinski | 2384268 | 2 | 11/03/1998 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See Allegations |
| C Christopher Stafford | 2170589 | 10 | 10/29/1998 | Customer Dispute | Withdrawn | $110,000.00 | $0.00 | See Allegations |
| Jeffrey Alan Greenwald | 1698871 | 2 | 10/28/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Michael Paul Rinaldo | 1663502 | 1 | 10/27/1998 | Customer Dispute | Withdrawn | $14,300.00 | $0.00 | See Allegations |
| Evelyn Monping Tai | 2835127 | 2 | 10/19/1998 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See Allegations |
| Curt Byron Allen | 1659391 | 6 | 10/15/1998 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See Allegations |
| Bruce Rudenberg | 809162 | 7 | 10/13/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Paul Anthony Akre | 1068145 | 4 | 10/08/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Lee Gleeman | 1366954 | 2 | 09/15/1998 | Customer Dispute | Withdrawn | $8,947.74 | $0.00 | See Allegations |
| Jeanpaul Charles Skovronck | 2744738 | 2 | 08/25/1998 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See Allegations |