Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Rex Crosett | 2250412 | 2 | 07/21/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 07/12/2023 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Dwight Alexander Foster | 2163592 | 3 | 06/28/2023 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Michael Wayne Williams | 5706525 | 1 | 06/21/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Patrick Noel Thayer | 5735955 | 6 | 06/13/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Doug Marshall Mckelvey | 4502849 | 7 | 06/06/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Alfred Joseph Sollami | 2137426 | 1 | 06/01/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Daniel Edward Levin | 707280 | 6 | 05/09/2023 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Benjamin Ryan Quilty | 5391743 | 1 | 05/05/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Robert Frank Cuculich | 706353 | 1 | 05/05/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |