Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Hanlon | 1012416 | 2 | 05/01/1982 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Gregory Francis Kowal | 274498 | 9 | 09/08/1981 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Edward James Panfili | 1265719 | 1 | 08/01/1981 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Richard Harris Sacks | 819057 | 1 | 04/02/1981 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Navah Weiss Turin | 1266227 | 1 | 01/01/1981 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Benjamin Lochard Hartley | 238821 | 3 | 08/27/1980 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Karl John Gerlach | 221193 | 2 | 11/13/1979 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Richard Alan Daniels | 60736 | 7 | 07/19/1978 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Eugene Louis Mauro | 1277777 | 4 | 01/05/1978 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Timothy Collins | 51366 | 6 | 11/18/1976 | Civil | Final | $0.00 | $0.00 | See Allegations |