Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Timothy Craig Loskill | 1318063 | 1 | 12/01/1986 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Malcolm Kanan | 1029302 | 8 | 11/14/1986 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Daniel Alan Schwenker | 1140295 | 2 | 11/01/1986 | Civil | Final | $0.00 | $0.00 | See Allegations |
| William Albert Holmquist | 1013850 | 2 | 08/13/1986 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Richard Joseph Zachar | 1291439 | 3 | 01/22/1986 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Fred Francis Liebau | 1049453 | 12 | 08/13/1985 | Civil | Final | $0.00 | $0.00 | See Allegations |
| John Clement Kosloske | 1002746 | 2 | 06/25/1985 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Joseph Michael Miller | 1144601 | 3 | 05/23/1985 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Donald Scott Stevens | 1158544 | 1 | 05/01/1985 | Civil | Final | $0.00 | $0.00 | See Allegations |
| William Merle Holben | 5140633 | 4 | 09/25/1984 | Civil | Final | $0.00 | $0.00 | See Allegations |