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FINRA Broker Allegations for Larry Steven Werbel

Our Staff has compiled our research into a database of FINRA Broker Allegations for Larry Steven Werbel.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Larry Steven Werbel8283511710/07/2016Customer DisputeSettled$200,000.00$0.00See Allegations
Larry Steven Werbel8283511707/18/2016Customer DisputeSettled$19,995.60$0.00See Allegations
Larry Steven Werbel8283511705/10/2016Customer DisputeSettled$74,518.00$0.00See Allegations
Larry Steven Werbel8283511703/28/2016Customer DisputeSettled$0.00$0.00See Allegations
Larry Steven Werbel8283511707/15/2014Customer DisputeSettled$1,000,000.00$0.00See Allegations

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