Our Staff has compiled our research into a database of FINRA Broker Allegations for Larry Steven Werbel.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Larry Steven Werbel | 828351 | 17 | 06/08/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 10/07/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 07/19/2016 | Customer Dispute | Award / Judgment | $778,119.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 07/18/2016 | Customer Dispute | Settled | $19,995.60 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 06/07/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 05/12/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 05/10/2016 | Customer Dispute | Settled | $74,518.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 03/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 01/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Larry Steven Werbel | 828351 | 17 | 01/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |