Our Staff has compiled our research into a database of FINRA Broker Allegations for James Wallace Woods.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Wallace Woods | 734272 | 42 | 12/28/2021 | Customer Dispute | Award / Judgment | $6,989,700.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 11/10/2021 | Customer Dispute | Award / Judgment | $2,500,000.00 | $0.00 | See Allegations |