Our Staff has compiled our research into a database of FINRA Broker Allegations for James Wallace Woods.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Wallace Woods | 734272 | 42 | 01/09/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 08/08/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 08/07/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 07/24/2023 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 06/05/2023 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 05/01/2023 | Customer Dispute | Settled | $1,550,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 03/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 03/01/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 02/01/2023 | Customer Dispute | Settled | $734,748.00 | $0.00 | See Allegations |