Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Anthony Fernan.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Christopher Anthony Fernan | 5896584 | 13 | 06/15/2018 | Customer Dispute | Settled | $154,000.00 | $0.00 | See Allegations |
Christopher Anthony Fernan | 5896584 | 13 | 03/12/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |