Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Anthony Fernan.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Christopher Anthony Fernan | 5896584 | 13 | 10/19/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 12/23/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 11/27/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 06/15/2018 | Customer Dispute | Settled | $154,000.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 03/12/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 05/22/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 04/24/2017 | Customer Dispute | Denied | $7,500.00 | $1,625.50 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 02/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Christopher Anthony Fernan | 5896584 | 13 | 05/22/2015 | Customer Dispute | Pending | $90,680.00 | $0.00 | See Allegations |
| Christopher Anthony Fernan | 5896584 | 13 | 02/04/2015 | Customer Dispute | Dismissed | $72,000.00 | $0.00 | See Allegations |