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FINRA Broker Allegations for Matthew Jordan Werthe

Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Jordan Werthe.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Matthew Jordan Werthe5664041504/03/2018Customer DisputeSettled$728,000.00$0.00See Allegations
Matthew Jordan Werthe5664041501/10/2018Customer DisputeSettled$362,000.00$0.00See Allegations
Matthew Jordan Werthe5664041508/09/2016Customer DisputeSettled$252,641.00$0.00See Allegations

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