Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Jordan Werthe.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Matthew Jordan Werthe | 5664041 | 5 | 05/04/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Matthew Jordan Werthe | 5664041 | 5 | 05/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Matthew Jordan Werthe | 5664041 | 5 | 04/03/2018 | Customer Dispute | Settled | $728,000.00 | $0.00 | See Allegations |
| Matthew Jordan Werthe | 5664041 | 5 | 01/10/2018 | Customer Dispute | Settled | $362,000.00 | $0.00 | See Allegations |
| Matthew Jordan Werthe | 5664041 | 5 | 08/09/2016 | Customer Dispute | Settled | $252,641.00 | $0.00 | See Allegations |