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FINRA Broker Allegations for Dennis Phillip Ayre

Our Staff has compiled our research into a database of FINRA Broker Allegations for Dennis Phillip Ayre.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Dennis Phillip Ayre53651761607/16/2021Customer DisputeSettled$5,480,900.00$0.00See Allegations
Dennis Phillip Ayre53651761609/21/2020Customer DisputeSettled$0.00$0.00See Allegations
Dennis Phillip Ayre53651761609/09/2020Customer DisputeSettled$800,000.00$0.00See Allegations
Dennis Phillip Ayre53651761609/02/2020Customer DisputeSettled$784,147.00$0.00See Allegations
Dennis Phillip Ayre53651761608/07/2020Customer DisputeSettled$775,000.00$0.00See Allegations
Dennis Phillip Ayre53651761605/26/2020Customer DisputeSettled$1,950,000.00$0.00See Allegations
Dennis Phillip Ayre53651761604/02/2020Customer DisputeSettled$52,058.00$0.00See Allegations
Dennis Phillip Ayre53651761610/21/2019Customer DisputeSettled$5,200,000.00$0.00See Allegations
Dennis Phillip Ayre53651761610/01/2019Customer DisputeSettled$11,472,700.00$0.00See Allegations

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