Our Staff has compiled our research into a database of FINRA Broker Allegations for Dennis Phillip Ayre.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Dennis Phillip Ayre | 5365176 | 16 | 06/12/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 04/07/2023 | Customer Dispute | Award / Judgment | $300,000.00 | $322,648.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 01/28/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 07/16/2021 | Customer Dispute | Settled | $5,480,900.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 12/31/2020 | Customer Dispute | Award / Judgment | $300,000.00 | $322,648.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 09/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 09/09/2020 | Customer Dispute | Settled | $800,000.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 09/02/2020 | Customer Dispute | Settled | $784,147.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 08/07/2020 | Customer Dispute | Settled | $775,000.00 | $0.00 | See Allegations |
| Dennis Phillip Ayre | 5365176 | 16 | 05/26/2020 | Customer Dispute | Settled | $1,950,000.00 | $0.00 | See Allegations |