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FINRA Broker Allegations for Michael Walter Mandel

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Walter Mandel.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael Walter Mandel4939165601/09/2024Customer DisputeWithdrawn$75,000.00$0.00See Allegations
Michael Walter Mandel4939165608/29/2013Customer DisputeDenied$7,945.00$0.00See Allegations

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