Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Walter Mandel.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Walter Mandel | 4939165 | 6 | 01/09/2024 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See Allegations |
| Michael Walter Mandel | 4939165 | 6 | 07/31/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Walter Mandel | 4939165 | 6 | 03/02/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Walter Mandel | 4939165 | 6 | 01/22/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Michael Walter Mandel | 4939165 | 6 | 01/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Michael Walter Mandel | 4939165 | 6 | 08/29/2013 | Customer Dispute | Denied | $7,945.00 | $0.00 | See Allegations |