Our Staff has compiled our research into a database of FINRA Broker Allegations for Brendan Patrick Shaw.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brendan Patrick Shaw | 4721215 | 5 | 03/04/2019 | Customer Dispute | Award / Judgment | $0.00 | $400,000.00 | See Allegations |