Our Staff has compiled our research into a database of FINRA Broker Allegations for Brendan Patrick Shaw.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brendan Patrick Shaw | 4721215 | 5 | 03/12/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brendan Patrick Shaw | 4721215 | 5 | 03/04/2019 | Customer Dispute | Award / Judgment | $0.00 | $400,000.00 | See Allegations |
| Brendan Patrick Shaw | 4721215 | 5 | 06/26/2017 | Customer Dispute | Pending | $7,500,000.00 | $0.00 | See Allegations |
| Brendan Patrick Shaw | 4721215 | 5 | 01/26/2017 | Customer Dispute | Pending | $1,109,810.00 | $0.00 | See Allegations |
| Brendan Patrick Shaw | 4721215 | 5 | 12/09/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |