Our Staff has compiled our research into a database of FINRA Broker Allegations for David Thomas Hixon.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
David Thomas Hixon | 4707468 | 4 | 07/20/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |