Our Staff has compiled our research into a database of FINRA Broker Allegations for David Thomas Hixon.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Thomas Hixon | 4707468 | 4 | 07/20/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| David Thomas Hixon | 4707468 | 4 | 12/14/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Thomas Hixon | 4707468 | 4 | 03/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| David Thomas Hixon | 4707468 | 4 | 12/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |