Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Michael Knowlton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Knowlton | 4527446 | 12 | 06/09/2017 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 05/12/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 12/01/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 11/30/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 05/27/2016 | Customer Dispute | Award / Judgment | $144,000.00 | $27,000.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 04/10/2016 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 01/20/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 10/02/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 09/02/2014 | Customer Dispute | Settled | $99,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 11/14/2008 | Regulatory | Final | $0.00 | $0.00 | See Allegations |