Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Michael Knowlton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Knowlton | 4527446 | 12 | 06/09/2017 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 11/30/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Steven Michael Knowlton | 4527446 | 12 | 04/10/2016 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |