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FINRA Broker Allegations for Brandon Curt Stimpson

Our Staff has compiled our research into a database of FINRA Broker Allegations for Brandon Curt Stimpson.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Brandon Curt Stimpson42996231206/19/2019Customer DisputePending$2,481,000.00$0.00See Allegations
Brandon Curt Stimpson42996231212/20/2017Customer DisputeSettled$478,150.00$0.00See Allegations
Brandon Curt Stimpson42996231210/02/2017Customer DisputePending$300,000.00$0.00See Allegations
Brandon Curt Stimpson42996231201/09/2017Customer DisputeAward / Judgment$285,000.00$287,351.00See Allegations
Brandon Curt Stimpson42996231206/27/2016Customer DisputePending$400,000.00$0.00See Allegations
Brandon Curt Stimpson42996231212/21/2015Customer DisputeWithdrawn$69,600.00$0.00See Allegations
Brandon Curt Stimpson42996231211/16/2015Customer DisputeSettled$64,629.00$0.00See Allegations
Brandon Curt Stimpson42996231210/08/2015Customer DisputeClosed-No Action$0.00$0.00See Allegations
Brandon Curt Stimpson42996231210/08/2015Customer DisputeClosed-No Action$0.00$0.00See Allegations
Brandon Curt Stimpson42996231208/28/2015Customer DisputeClosed-No Action$0.00$0.00See Allegations

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