Our Staff has compiled our research into a database of FINRA Broker Allegations for Brandon Curt Stimpson.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brandon Curt Stimpson | 4299623 | 12 | 06/25/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 06/19/2019 | Customer Dispute | Pending | $2,481,000.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 12/20/2017 | Customer Dispute | Settled | $478,150.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 12/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Brandon Curt Stimpson | 4299623 | 12 | 10/02/2017 | Customer Dispute | Pending | $300,000.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 01/09/2017 | Customer Dispute | Award / Judgment | $285,000.00 | $287,351.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 06/27/2016 | Customer Dispute | Pending | $400,000.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 12/21/2015 | Customer Dispute | Withdrawn | $69,600.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 11/16/2015 | Customer Dispute | Settled | $64,629.00 | $0.00 | See Allegations |
| Brandon Curt Stimpson | 4299623 | 12 | 10/08/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |