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FINRA Broker Allegations for Brian M Wurdemann

Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian M Wurdemann.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Brian M Wurdemann42064251209/26/2023Customer DisputeSettled$1,800,000.00$0.00See Allegations
Brian M Wurdemann42064251210/20/2020Customer DisputeSettled$51,552.20$0.00See Allegations
Brian M Wurdemann42064251208/26/2020Customer DisputeSettled$1,000,000.00$0.00See Allegations
Brian M Wurdemann42064251212/20/2013Customer DisputeSettled$0.00$0.00See Allegations
Brian M Wurdemann42064251212/06/2011Customer DisputeSettled$500,000.00$0.00See Allegations

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