Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian M Wurdemann.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brian M Wurdemann | 4206425 | 12 | 05/03/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 09/26/2023 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 03/27/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 02/27/2023 | Customer Dispute | Withdrawn | $355,000.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 11/16/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 10/20/2020 | Customer Dispute | Settled | $51,552.20 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 08/26/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 10/31/2018 | Customer Dispute | Award / Judgment | $44,179.50 | $170,000.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 06/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Brian M Wurdemann | 4206425 | 12 | 12/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |