Our Staff has compiled our research into a database of FINRA Broker Allegations for Scott Michael Rosenberg.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Scott Michael Rosenberg | 2754292 | 8 | 06/21/2023 | Customer Dispute | Pending | $525,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 01/10/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 10/11/2022 | Customer Dispute | Withdrawn | $900,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 05/13/2020 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 03/25/2020 | Customer Dispute | Pending | $1,200,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 08/26/2019 | Customer Dispute | Award / Judgment | $400,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 06/10/2019 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 02/15/2019 | Customer Dispute | Award / Judgment | $402,182.00 | $0.00 | See Allegations |