Our Staff has compiled our research into a database of FINRA Broker Allegations for Scott Michael Rosenberg.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Scott Michael Rosenberg | 2754292 | 8 | 05/13/2020 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 08/26/2019 | Customer Dispute | Award / Judgment | $400,000.00 | $0.00 | See Allegations |
| Scott Michael Rosenberg | 2754292 | 8 | 02/15/2019 | Customer Dispute | Award / Judgment | $402,182.00 | $0.00 | See Allegations |