Our Staff has compiled our research into a database of FINRA Broker Allegations for Francis Xavier Amsler.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francis Xavier Amsler | 2526813 | 14 | 07/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 02/05/2021 | Customer Dispute | Settled | $850,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 01/28/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 01/12/2021 | Customer Dispute | Settled | $450,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 12/16/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 12/11/2020 | Customer Dispute | Settled | $700,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 11/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 11/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |