Our Staff has compiled our research into a database of FINRA Broker Allegations for Francis Xavier Amsler.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francis Xavier Amsler | 2526813 | 14 | 12/15/2020 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 12/07/2020 | Customer Dispute | Award / Judgment | $749,555.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 12/07/2020 | Customer Dispute | Award / Judgment | $5,000,000.00 | $0.00 | See Allegations |
| Francis Xavier Amsler | 2526813 | 14 | 11/13/2020 | Customer Dispute | Award / Judgment | $1,775,430.00 | $0.00 | See Allegations |