Our Staff has compiled our research into a database of FINRA Broker Allegations for William Montgomery Cerf.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
William Montgomery Cerf | 2269462 | 6 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
William Montgomery Cerf | 2269462 | 6 | 12/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |